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Lecturer(s)
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Mach Pavel, Prof. JUDr. CSc.
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Course content
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1. Introductory lecture, conditions for successful completion of an exam. Sources of law regulating investment services. 2. Historical overview. 3. Investment services - main investment services. 4. Investment services - ancillary investment services. 5. Invetment services providers - investment firm. 6. Investment services providers - investment intermediary, tied agent. 7. Rules of proper provision of investment services. Conduct of business rules. 8. Financial instruments - transferable securities, units in collective investment undertakings, money-market instruments, derivatives, contracts for financial differences. 9. Register of financial instruments. Public and non-public offer of financial instruments. 10. Contracts regarding provision of investment services. 11. Issues of liability when providing investment services. 12. Supervision over the provison of investment services. 13. Overview. Practical cases.
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Learning activities and teaching methods
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Discussion, Instruction based on dialogue, Multimedia supported teaching, One-to-One tutorial, Seminar classes
- Contact hours
- 26 hours per semester
- Preparation for an examination (30-60)
- 52 hours per semester
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| prerequisite |
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| Knowledge |
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| Student's interest to apply law in practice, active participation during lectures. |
| Basic knowledge of related subjects, especially of commercial and financial law is necessary. |
| Skills |
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| express clearly and comprehensibly in spoken and written language; present himself in a suitable way in front of a known or unknown audience; use professional language; make hypotheses, propose solutions, use different methods to solve the problems |
| Competences |
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| N/A |
| N/A |
| learning outcomes |
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| Knowledge |
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| - get knowledge about legal issues of doing business in the area of investment services |
| Skills |
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| - practical understand of doing business in the area of provision of investment services |
| - analyse of relevant national and European law |
| - be able to work with law relating to provision of investment services, analyze it and apply it on practical situations |
| Competences |
|---|
| N/A |
| N/A |
| teaching methods |
|---|
| Knowledge |
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| Seminar |
| Multimedia supported teaching |
| One-to-One tutorial |
| Discussion |
| Skills |
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| Seminar classes |
| Multimedia supported teaching |
| Discussion |
| One-to-One tutorial |
| Competences |
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| Practicum |
| Seminar |
| assessment methods |
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| Knowledge |
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| Oral exam |
| Skills |
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| Oral exam |
| Competences |
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| Oral exam |
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Recommended literature
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Husták,Z; Šovar, J.; Franěk, M. Zákon o podnikání na kapitálovém trhu. Praha, 2012. ISBN 9788074004339.
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Kotásek, J., Pihera, V., Pokorná, J., Vítek, J. Právo cenných papírů. Praha: C.H.Beck, 2014. ISBN 978-80-7400-515-2.
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Z;Smutný, A. Investiční služby a nástroje po rekodifikaci. Praha, 2016. ISBN 9788074005336.
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